To search you simply type in the name or partial name of the financial service provider you are looking for. Dealing with a licensed business provides you with access to free dispute resolution in the event that something goes wrong. All Licence Type/Status The FSMA promotes proper financial services and transparent financial markets Which firms does the PRA regulate? Find a financial institution, licence or activity in Singapore. The FMA licenses and regulates a range of people and businesses in New Zealand. The Office of the Superintendent of Financial Institutions’ (OSFI) website has a list of federally regulated financial institutions.. FCAC also supervises payment card network operators to determine whether they are in compliance with the provisions of the Payment Card Networks Act and the elements of the Code of Conduct for Credit and Debit Card Industry in Canada. These entities, referred to as ‘financial institutions’, fall in two broad categories:… (Re)Insurance (Re)insurance undertakings, including captives, are regulated by the Insurance Business Act, regulations issued there-under as well as Insurance Rules made by the MFSA… See All Financial Institutions. The Prudential Regulation Authority regulates around 1,500 banks, building societies, credit unions, insurers and major investment firms. The legislator cancelled the status of directly subordinated financial intermediaries (DSFI) with effect from 31 December 2019.. Professionals. Within this framework, it monitors the activities of financial and capital market institutions, funds, insurance companies and institutions of the financial infrastructure (regulated market, clearing house and central depository), both on-site and off-site, using the tools of prudential supervision (i.e. These financial … The consumers can also use this section to search and confirm the registration status of financial … This page allows you to search all Central Bank of Ireland registers for a particular financial service provider. Search Documents Codes Laws Ordinances Rules and regulations Resolutions Practices Methods Public consultations -- Year -- 2021 2020 2019 2018 2017 2016 2015 2014 2013 2012 2011 2010 2009 2008 2007 2006 2005 2004 2003 2002 2001 2000 1999 1998 1997 All licensed people and businesses are listed by business type. The Anti-Money Laundering Act (AMLA) allows for indirect supervision via a self-regulatory organisation (SRO).By searching the members’ lists, you can see whether a financial intermediary belongs to one of these SROs. Abu Dhabi: ADGM (Abu Dhabi Global Market) - Financial Services Regulatory Authority - (FSRA) Dubai: DIFC (Dubai International Financial Center) - Dubai Financial Services Authority (DFSA) United Kingdom: Bank of England (BoE) Prudential Regulation Authority (PRA) Financial Conduct Authority (FCA) Panel on Takeovers and Mergers (PANEL) You can see lists of these firms, including historical bank and building society lists here. THE QFC REGULATORY AUTHORITY TAKES FURTHER ACTION AGAINST INTERNATIONAL FINANCIAL SERVICES (QATAR) LLC, IFSQ cannot undertake any new business or additional services for existing customers Doha, Qatar, 6 October 2020: On 17 September 2020, the QFC Regulatory Authority (the The DFSA’s regulatory mandate includes asset management, banking and credit services, securities, collective investment funds, custody and trust services, commodities futures trading, Islamic finance, insurance, an international equities exchange, and an international commodities derivatives exchange.

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